Random notes on stream-first architecture, Flink and friends

Use-cases and Technical requirements

The main use-cases for stream processing systems are applications that need to process a large amount of data coming at high throughput (say high velocity) with very low latency. Low latency is important, because in some use-cases where computations don’t need to be real-time, e.g. computing monthly cost on AWS, preparing quarterly business reports, re-indexing websites for a search engine, etc… then a traditional batch processing systems like MapReduce or Spark would be a better fit. Time-critical applications like processing events in online games or financial applications, monitoring and predicting device failures, processing critical performance metrics, etc.., however, requires real-time or near real-time insights. In those cases, a stream processing system would be more suitable.

That being said, when we say stream processing systems, we mean tools that allow users to perform computations on-the-fly. Related technologies for simple message queues (without computations), especially in the context of the microservice madness, can sometimes overlap with stream processing technologies, but they should be considered separately in various facets and contexts.

The pioneer in stream processing systems was Apache Storm. Storm can provide low latency, but word on the streets is that it is hard to get high throughput. Moreover, Storm doesn’t guarantees exactly-once semantic (more on this later).

A clever compromise to get exactly-once semantic at a relatively low latency was to cut the data stream into small batches (streaming as a special case of batch). Since computations are done on batches, it can be redone when failure happens. With small batches, this can approximate streaming pretty well and is suitable for applications that aren’t too picky on latency. However, cutting the stream into batches have inherit problems dealing with the semantic of times, and can lead to incorrect results when events do not arrive in order (which happens quite often in distributed systems). Nonetheless, this is the approach taken by Spark Streaming. Storm Trident is an improvement over Storm, also seems to take this micro-batch approach.

Message transport systems

In order to feed data into stream processing engines, we need a message transport system, which does what it should: transport messages. Although it might sound simple, doing this at scale is quite challenging. An ideal message transport system for a stream applications must:

  • provide persistence, i.e. the ability to rewind and replay the stream (i.e. time travel). It was once thought that a message transport system can’t have both performance and persistence. Lately, it turns out that this tradeoff is not fundamental, and systems like Apache Kafka can provide high throughput delivery with persistence. This is one of the important revolutions for the streaming community.
  • decouple producers and consumers. A good transport system doesn’t send messages point-to-point, because doing so in a scalable and fault-tolerant way is difficult. One of the solution that Kafka employs is to allow users to create topics, to which producers can send messages to, and consumers can subscribe from.

Having a good message transport system is critical for the stream processing engine down the road.

The notion of Time

In streaming applications, there are 2 notions of time: event time, which is the time that the message was generated in real-world, often stored as a timestamp along with the message, and processing time, which is the time that the message is observed by the machine processing it, normally measured by the system clock of that machine.

Now messing up with times is dangerous. To perform computations, stream processing engines divide the streams into (sliding) windows, based on the time of each message. It is therefore important to specify which time they are using, otherwise it can lead to incorrect results, as demonstrated in an interesting experiment here.

Micro-batching system, like Spark Streaming, only accepts time windows, and it is therefore tricky to get things right.

The bible in handling times in streaming applications is this VLDB paper from Google Dataflow (now Apache Beam), which was one of the inspirations of Flink. The following section was written based on this paper.

Windows, Triggers, and Watermarks

There are different kinds of windows supported by modern stream processing engines:

  • Time windows
  • Count windows
  • Session windows (or timeout windows): based on the gaps between messages, suitable for streams of user interactions on a website, for instance.

All kinds of windows are special cases of triggers – which define when the content of a window is aggregated and returned to the output stream. Good stream processing engines should allow users to specify custom trigger logic.

Another aspect of time is time travel – the ability to rewind the clock and repeat the computation at some certain time in the past. This is important in real-world applications where users need to replace their applications with a new version, or do A/B testing between different implementations of an algorithm, etc… Obviously if we only use processing times, time travel would be impossible, because the new version of the application would just simply process the latest messages coming right now. Therefore, serious stream processing applications must support event times (and coupled with a message transport that provides persistence).

Event times are tricky to work with though. Since events can arrive to the system out-of-order, when it sees the event happened at time 10:01 and then at 10:10, how does it knows that there won’t be another event happened at 10:05 coming to the system? In other words, there needs to be a clock defined by the data, so that event time windows can be correctly defined.

Stream processing engines deal with this problem by the concept of Watermarks, which are embedded messages in the stream, bearing a time marker t, notifying that there won’t be any other event happened before t coming to the stream. With watermarks, event time progresses independently from processing time. If a watermark is late (in processing time), the results will still be computed correctly, albeit it will be late in the result stream.

Stream processing engines would allow developers to define watermarks, because that requires some understanding of the domain, e.g. they know that their messages can’t be late more than 5 seconds, then the watermark will be the current time minus 5 seconds. This can get as elaborated/fancy as having a Machine Learning model to predict how late the messages come to the stream.

Stateful computation and exactly-once semantic

Most interesting stream-based applications are stateful. If the engine doesn’t support stateful, application developers would need to take care of that (by recruiting a database, for instance). More useful engines, however, can take care of the states and recomputing it in case of failures. Doing this properly will make sure the engine provides exactly-once semantics (the output stream will be correctly computed even in case of failures), but normally it is difficult to do, both at the semantic and implementation levels.

Folks behind Flink came up with a solution described in this paper, called Asynchronous Distributed Snapshots. This algorithm allows states to be restored correctly in case of failure, even when there are multiple workers.

The core idea is simple to understand. They inject checkpoints periodically into the coming stream. If a checkpoint event is processed, each worker will dump its states into a persistence storage. When failure happens on one of the worker, it will notify every other workers, everyone resets their states at the same previous checkpoint, and start the computation again (keep in mind that they can do time travel thanks to event times and watermarks). In order for this to work, the checkpoint ID needs to be synchronized across workers. Some tricks also need to be implemented at the output stage to make sure the output stream doesn’t contain duplicated entries. At the end, this checkpointing mechanism will ensure exactly-once semantic with relatively minimal effect on overall latency.

The same checkpointing mechanism allow Flink to create savepoints, at which moment the state of the whole system is saved, and can be loaded later. This is extremely useful in practice since it allows new version of the streaming application to pick up (reasonably) arbitrary savepoints of previous versions.

Now that we have stateful exactly-one semantics, we can even allow users to query the states directly, which makes stream processors behave more or less like a traditional database. This is still on-going research.

Stream-first architecture, Lambda architecture, Kappa architecture

Fancy words for fancy tech. They are all about employing a message transport, like Kafka, as a courier of messages, and some form of stream processors. Sometimes the message transport can dump data periodically into a persistence layer (like HDFS), and batch jobs will be scheduled to pick up latest data and provide exact insights. However, again, this approach is only suitable for applications that don’t require real-time insights.

An interesting use-case of streaming is to predict failures on a stream of sensor data. A feasible scalable approach would be to write a Flink application that monitor the sensor data stream and output a stream of statistics, stored in a Kafka topic. This stream will be then picked up by another Flink application that does the Machine Learning job, and raise alert if anomaly is detected.


Stream processors might have difficulties in batch computation (although batches can be obviously seen as special cases of streams – they are streams that have a definite start and end), e.g. running SQL queries on Flink is still an open effort. Doing SQL properly on streams has always been tricky.

Other computations traditionally suited for batch processors, like Machine Learning, is also tricky to do on systems designed for streaming.

Finally, like any other emerging technologies, streaming might be hyped. Picking the right solution should be based on the nature of the problems, not on the trends.


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